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                    Hong Kong regulatory compliance

                    Apr 2019 The Connected Transaction Rules of the Hong Kong Stock Exchange (Main Board)
                    Jan 2018 The licensing regime in Hong Kong
                    Oct 2017 Licensing for commodities related activities
                    Feb 2017 Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited
                    Feb 2017 The Licensing Regime under The Securities and Futures Ordinance
                    Jun 2016 Listed company guide to inside information
                    May 2016 Environmental social and governance reporting guide for companies listed on the HKEx
                    May 2016 Private placement of bonds
                    Feb 2016 Hong Kong crowd funding and the associated risks
                    Jan 2016 Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited
                    Jan 2016 Responsibilities of directors of companies listed on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited
                    Jun 2015 Hong Kong regulation of crowd funding
                    Jun 2015 Mainland-Hong Kong Mutual Recognition of Funds Initiative to launch on 1 July 2015: Hong Kong distribution opportunities for China funds
                    Jun 2015 Regulation of crowd funding in Hong Kong
                    May 2015 Hong Kong corporate finance regulation 2014 and 2015 – IPO sponsor due diligence regime update
                    Apr 2015 The connected transactions rules in Hong Kong
                    Apr 2015 Hong Kong listing rules: connected transactions
                    Apr 2015 Opportunities for Russian companies to raise debt finance in Hong Kong
                    Apr 2015 Listing of debt securities for professional investors on The Stock Exchange of Hong Kong Limited
                    Jan 2015 SFC’s powers to seek compensation for investors
                    Jan 2015 Disclosure of interests under the Securities and Futures Ordinance
                    Dec 2014 A Hong Kong corporate finance law firm
                    Nov 2014 Fund structures
                    Nov 2014 Structuring a private equity fund to be marketed in Europe
                    Oct 2014 Ongoing compliance matters for a licensed corporation to carry out certain regulated activities
                    Oct 2014 Regulatory implications of offering securities to employees in Hong Kong
                    Jul 2014 The Hong Kong Code on Takeovers and Mergers
                    Jul 2014 The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies
                    Jul 2014 The 10 most important things to know about reverse takeovers (RTOs) of Hong Kong listed companies
                    Jul 2014 Insider dealing under the Securities and Futures Ordinance
                    Jun 2014 Hong Kong listing rules amendments changes to the connected transaction rules
                    Jun 2014 Obligations of directors of the offeror under the Code on Takeovers and Mergers
                    Jun 2014 The Hong Kong Code on Takeovers and Mergers
                    Jun 2014 Marketing mutual funds in Hong Kong
                    Jun 2014 Marketing non-corporate funds in Hong Kong
                    Jun 2014 Marketing by an overseas company of shares in Hong Kong
                    May 2014 Market misconduct under the Securities and Futures Ordinance
                    Apr 2014 Rights issue and open offer in Hong Kong
                    Apr 2014 Charltons' funds practice
                    Jan 2014 Backdoor listing
                    Dec 2013 The statutory regime for listed companies’ disclosure of inside information
                    Nov 2013 Annual retainer services
                    Aug 2013 Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors
                    Jul 2013 The 10 most important things to know about Hong Kong SFC licensing for commodities related activities
                    Jun 2013 Mergers and acquisitions
                    Dec 2012 Hedge funds: the regulatory approach in Hong Kong
                    Nov 2012 Directors‘ roles & responsibilities – dealing with dysfunctional boards/crises/emergencies
                    Jun 2009 Approvals and notifications required in relation to transfers of shares of a licensed corporation in Hong Kong
                    Apr 2005 Guidelines on analyst conflicts of interest effective 1 April 2005
                    Aug 2002 Guidance to the Securities and Futures Ordinance, Cap. 571
                    Jul 2000 The mandatory provident fund

                     

                    Hong Kong regulatory compliance

                    Securities and Futures Ordinance

                    Hong Kong Code on Takeovers and Mergers

                    Hong Kong Securities and Futures Ordinance SFO

                    Law firm advising on Hong Kong regulatory compliance

                    Law firm advising on Hong Kong Code on Takeovers and Mergers

                    Hong Kong Listing Rules

                    Hong Kong Stock Exchange

                    Fund structures

                    Hong Kong licensing regime

                    Insider dealing
                    Securities and Futures Commission
                    Market misconduct
                    Hong Kong financial regulator
                    Hong Kong China SFC

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